CTBC Financial Holding Co.,Ltd

1.Type of personnel changed (please enter: spokesperson, acting

spokesperson, important personnel (CEO, COO, CMO, CSO, etc.)

,financial officer, accounting officer, corporate governance officer,

chief information security officer, research and development officer,

chief internal auditor, or designated and non-designated representatives):

Chief Investment Officer、Chief Financial Market Officer

2.Date of occurrence of the change:2023/04/28

3.Name, title, and resume of the previous position holder:

Chief Investment Officer：謝載祥（Winston Hsia）,

Senior Executive Vice President ,CTBC Financial Holding Co., Ltd.

Chief Financial Market Officer：None

4.Name, title, and resume of the new position holder:

Chief Investment Officer：陳佳文 (James Chen), President,

CTBC Financial Holding Co., Ltd.

Chief Financial Market Officer：許俊仁（Larry Hsu）,

Senior Executive Vice President , CTBC Bank Co., Ltd.

5.Type of the change (please enter: ”resignation”, ”position

adjustment”, ”dismissal”, ”retirement”, ”death” or ”new

replacement”):

Chief Investment Officer：retirement、

Chief Financial Market Officer：new replacement

6.Reason for the change:

Chief Investment Officer：retirement、

Chief Financial Market Officer：For business needs

7.Effective date:2023/05/19

8.Any other matters that need to be specified:None