The Announcement of the new Internal Audit Officer of CTBC Securities

1.Type of personnel changed (please enter: spokesperson, acting
  spokesperson, important personnel (CEO, COO, CMO, CSO, etc.)
,financial officer, accounting officer, corporate governance officer,
chief information security officer, research and development officer,
chief internal auditor, or designated and non-designated representatives):
Internal Audit Officer
2.Date of occurrence of the change:2023/12/27
3.Name, title, and resume of the previous position holder:Ms. Amy Chen,
Senior Vice President , Internal Audit Officer of CTBC Securities
4.Name, title, and resume of the new position holder:Ms. Daphne Chang,
Senior Vice President, Internal Audit Officer of CTBC Investments,
Vice President, Internal Audit Officer of CTBC Bank
5.Type of the change (please enter: ”resignation”, ”position
adjustment”, ”retirement”, ”death”,”new
replacement” or ”dismissal”):position adjustment
6.Reason for the change:position adjustment
7.Effective date:To be effective on the date of approval by
the competent authority
8.Any other matters that need to be specified:Before the change becomes
 effective when obtaining approval from the competent authority, Ms.
Daphne Chang shall temporarily perform the duties of the Internal Audit
officer in the capacity from 2024/01/01