Announced by CTBC Bank for issue of USD Fixed Coupon Equity Linked Structured Notes by Hong Kong Branch total 10 issues
1.Date of the board of directors resolution:NA
2.Name [issue no.__ of (secured, unsecured) corporate bonds of
___________ (company)]:
1st issue:CTBC Bank Co., Ltd. Hong Kong Branch 7 Months USD
Knock Out Fixed Coupon Basket Equity Linked Structured Notes
(non-guaranteed) (unsecured) (non-principal protected)
2nd,3rd,4th,5th,7th,8th,10th issue:CTBC Bank Co., Ltd. Hong Kong Branch
12 Months USD Knock Out Fixed Coupon Basket Equity Linked Structured Notes
(non-guaranteed) (unsecured) (non-principal protected)
6th issue:CTBC Bank Co., Ltd. Hong Kong Branch 3 Months USD
Knock Out Fixed Coupon Basket Equity Linked Structured Notes
(non-guaranteed) (unsecured) (non-principal protected)
9th issue:CTBC Bank Co., Ltd. Hong Kong Branch 4 Months USD
Knock Out Fixed Coupon Basket Equity Linked Structured Notes
(non-guaranteed) (unsecured) (non-principal protected)
3.Whether to adopt shelf registration (Yes/No):No
4.Total amount issued:
1st issue:USD 400,000
2nd issue:USD 1,930,000
3rd,6th,9th,10th issue:USD 300,000
4th issue:USD 1,450,000
5th issue:USD 470,000
7th issue:USD 390,000
8th issue:USD 3,660,000
5.Face value per bond:USD 10,000
6.Issue price:at 100% face value on the issue date
7.Issuance period:
1st issue:7 Months,
2nd,3rd,4th,5th,7th,8th,10th issue:12 Months,
6th issue:3 Months,
9th issue:4 Months,
unless otherwise provided in the terms and conditions of the Debentures.
8.Coupon rate:
1st issue:Annual fixed rate 13.26%
2nd issue:Annual fixed rate 19.31%
3rd issue:Annual fixed rate 20.02%
4th issue:Annual fixed rate 19.22%
5th issue:Annual fixed rate 12.55%
6th issue:Annual fixed rate 19.37%
7th issue:Annual fixed rate 12.33%
8th issue:Annual fixed rate 19.64%
9th issue:Annual fixed rate 24.43%
10th issue:Annual fixed rate 21.04%
9.Types, names, monetary values and stipulations of collaterals:None
10.Use of the funds raised by the offering and utilization plan:To support
Hong Kong Branch business needs and enhance funding liquidity.
11.Underwriting method:None
12.Trustees of the corporate bonds:None
13.Underwriter or agent:None
14.Guarantor(s) for the issuance:None
15.Agent for payment of the principal and interest:The Hongkong and Shanghai
Banking Corporation Limited.
16.Certifying institution:None
17.Where convertible into shares, the rules for conversion:NA
18.Sell-back conditions:None
19.Buyback conditions:In the event of the occurrence of any agreed event,
CTBC Bank Hong Kong Branch has right to redeem the Debentures.
20.Reference date for any additional share exchange, stock swap, or
subscription:NA
21.Possible dilution of equity in case of any additional share exchange,
stock swap, or subscription:NA
22.Any other matters that need to be specified:
1st issue:ISIN:XS3252173086
2nd issue:ISIN:XS3252183390
3rd issue:ISIN:XS3253027554
4th issue:ISIN:XS3253027711
5th issue:ISIN:XS3253028016
6th issue:ISIN:XS3253028107
7th issue:ISIN:XS3253028289
8th issue:ISIN:XS3253053477
9th issue:ISIN:XS3253840931
10th issue:ISIN:XS3253843109