Announced by CTBC Bank for issue of USD Fixed Coupon Equity Linked Structured Notes by Hong Kong Branch total 4 issues
1.Date of the board of directors resolution:NA
2.Name [issue no.__ of (secured, unsecured) corporate bonds of
___________ (company)]:
1st issue:CTBC Bank Co., Ltd. Hong Kong Branch 7 Months USD
Knock Out Fixed Coupon Basket Equity Linked Structured Notes
(non-guaranteed) (unsecured) (non-principal protected)
2nd issue:CTBC Bank Co., Ltd. Hong Kong Branch 9 Months USD
Knock Out Fixed Coupon Basket Equity Linked Structured Notes
(non-guaranteed) (unsecured) (non-principal protected)
3rd issue:CTBC Bank Co., Ltd. Hong Kong Branch 4 Months USD
Knock Out Fixed Coupon Basket Equity Linked Structured Notes
(non-guaranteed) (unsecured) (non-principal protected)
4th issue:CTBC Bank Co., Ltd. Hong Kong Branch 3 Months USD
Knock Out Fixed Coupon Basket Equity Linked Structured Notes
(non-guaranteed) (unsecured) (non-principal protected)
3.Whether to adopt shelf registration (Yes/No):No
4.Total amount issued:
1st,2nd,3rd issue:USD 300,000
4th issue:USD 470,000
5.Face value per bond:USD 10,000
6.Issue price:at 100% face value on the issue date
7.Issuance period:
1st issue:7 Months,
2nd issue:9 Months,
3rd issue:4 Months,
4th issue:3 Months,
unless otherwise provided in the terms and conditions of the Debentures.
8.Coupon rate:
1st issue:Annual fixed rate 7.24%
2nd issue:Annual fixed rate 9.31%
3rd issue:Annual fixed rate 8.99%
4th issue:Annual fixed rate 11.10%
9.Types, names, monetary values and stipulations of collaterals:None
10.Use of the funds raised by the offering and utilization plan:To support
Hong Kong Branch business needs and enhance funding liquidity.
11.Underwriting method:None
12.Trustees of the corporate bonds:None
13.Underwriter or agent:None
14.Guarantor(s) for the issuance:None
15.Agent for payment of the principal and interest:The Hongkong and Shanghai
Banking Corporation Limited.
16.Certifying institution:None
17.Where convertible into shares, the rules for conversion:NA
18.Sell-back conditions:None
19.Buyback conditions:In the event of the occurrence of any agreed event,
CTBC Bank Hong Kong Branch has right to redeem the Debentures.
20.Reference date for any additional share exchange, stock swap, or
subscription:NA
21.Possible dilution of equity in case of any additional share exchange,
stock swap, or subscription:NA
22.Any other matters that need to be specified:
1st issue:ISIN:XS3226129669
2nd issue:ISIN:XS3226503293
3rd issue:ISIN:XS3226503533
4th issue:ISIN:XS3227715177