Announced by CTBC Bank for issue of USD Fixed Coupon Equity Linked Structured Notes by Hong Kong Branch total 7 issues
1.Date of the board of directors resolution:NA
2.Name [issue no.__ of (secured, unsecured) corporate bonds of
___________ (company)]:
1st issue:CTBC Bank Co., Ltd. Hong Kong Branch 9 Months USD
Knock Out Fixed Coupon Basket Equity Linked Structured Notes
(non-guaranteed) (unsecured) (non-principal protected)
2nd,3rd,4th issue:CTBC Bank Co., Ltd. Hong Kong Branch 12 Months USD
Knock Out Fixed Coupon Basket Equity Linked Structured Notes
(non-guaranteed) (unsecured) (non-principal protected)
5th,6th issue:CTBC Bank Co., Ltd. Hong Kong Branch 6 Months USD
Knock Out Fixed Coupon Basket Equity Linked Structured Notes
(non-guaranteed) (unsecured) (non-principal protected)
7th issue:CTBC Bank Co., Ltd. Hong Kong Branch 3 Months USD
Knock Out Fixed Coupon Basket Equity Linked Structured Notes
(non-guaranteed) (unsecured) (non-principal protected)
3.Whether to adopt shelf registration (Yes/No):No
4.Total amount issued:
1st issue:USD 450,000
2nd issue:USD 1,150,000
3rd,4th issue:USD 300,000
5th,6th,7th issue:USD 500,000
5.Face value per bond:USD 10,000
6.Issue price:at 100% face value on the issue date
7.Issuance period:
1st issue:9 Months,
2nd,3rd,4th issue:12 Months,
5th,6th issue:6 Months,
7th issue:3 Months,
unless otherwise provided in the terms and conditions of the Debentures.
8.Coupon rate:
1st issue:Annual fixed rate 9.80%
2nd issue:Annual fixed rate 9.93%
3rd issue:Annual fixed rate 20.09%
4th issue:Annual fixed rate 20.68%
5th issue:Annual fixed rate 15.38%
6th issue:Annual fixed rate 10.59%
7th issue:Annual fixed rate 15.16%
9.Types, names, monetary values and stipulations of collaterals:None
10.Use of the funds raised by the offering and utilization plan:To support
Hong Kong Branch business needs and enhance funding liquidity.
11.Underwriting method:None
12.Trustees of the corporate bonds:None
13.Underwriter or agent:None
14.Guarantor(s) for the issuance:None
15.Agent for payment of the principal and interest:The Hongkong and Shanghai
Banking Corporation Limited.
16.Certifying institution:None
17.Where convertible into shares, the rules for conversion:NA
18.Sell-back conditions:None
19.Buyback conditions:In the event of the occurrence of any agreed event,
CTBC Bank Hong Kong Branch has right to redeem the Debentures.
20.Reference date for any additional share exchange, stock swap, or
subscription:NA
21.Possible dilution of equity in case of any additional share exchange,
stock swap, or subscription:NA
22.Any other matters that need to be specified:
1st issue:ISIN:XS3228150424
2nd issue:ISIN:XS3229713386
3rd issue:ISIN:XS3231015317
4th issue:ISIN:XS3231100697
5th issue:ISIN:XS3231103873
6th issue:ISIN:XS3231103956
7th issue:ISIN:XS3231104178