Announced by CTBC Bank for issue of USD Fixed Coupon Equity Linked Structured Notes by Hong Kong Branch total 7 issues
1.Date of the board of directors resolution:NA
2.Name [issue no.__ of (secured, unsecured) corporate bonds of
___________ (company)]:
1st,3rd,5th,7th issue:CTBC Bank Co., Ltd. Hong Kong Branch 7 Months USD
Knock Out Fixed Coupon Basket Equity Linked Structured Notes
(non-guaranteed) (unsecured) (non-principal protected)
2nd issue:CTBC Bank Co., Ltd. Hong Kong Branch 9 Months USD
Knock Out Fixed Coupon Basket Equity Linked Structured Notes
(non-guaranteed) (unsecured) (non-principal protected)
4th,6th issue:CTBC Bank Co., Ltd. Hong Kong Branch 12 Months USD
Knock Out Fixed Coupon Basket Equity Linked Structured Notes
(non-guaranteed) (unsecured) (non-principal protected)
3.Whether to adopt shelf registration (Yes/No):No
4.Total amount issued:
1st,7th issue:USD 300,000
2nd issue:USD 450,000
3rd issue:USD 500,000
4th issue:USD 3,190,000
5th issue:USD 520,000
6th issue:USD 400,000
5.Face value per bond:USD 10,000
6.Issue price:at 100% face value on the issue date
7.Issuance period:
1st,3rd,5th,7th issue:7 Months,
2nd issue:9 Months,
4th,6th issue:12 Months,
unless otherwise provided in the terms and conditions of the Debentures.
8.Coupon rate:
1st issue:Annual fixed rate 12.29%
2nd issue:Annual fixed rate 12.55%
3rd issue:Annual fixed rate 22.54%
4th issue:Annual fixed rate 19.90%
5th issue:Annual fixed rate 16.72%
6th issue:Annual fixed rate 15.19%
7th issue:Annual fixed rate 13.17%
9.Types, names, monetary values and stipulations of collaterals:None
10.Use of the funds raised by the offering and utilization plan:To support
Hong Kong Branch business needs and enhance funding liquidity.
11.Underwriting method:None
12.Trustees of the corporate bonds:None
13.Underwriter or agent:None
14.Guarantor(s) for the issuance:None
15.Agent for payment of the principal and interest:The Hongkong and Shanghai
Banking Corporation Limited.
16.Certifying institution:None
17.Where convertible into shares, the rules for conversion:NA
18.Sell-back conditions:None
19.Buyback conditions:In the event of the occurrence of any agreed event,
CTBC Bank Hong Kong Branch has right to redeem the Debentures.
20.Reference date for any additional share exchange, stock swap, or
subscription:NA
21.Possible dilution of equity in case of any additional share exchange,
stock swap, or subscription:NA
22.Any other matters that need to be specified:
1st issue:ISIN:XS3229708972
2nd issue:ISIN:XS3231015580
3rd issue:ISIN:XS3231100267
4th issue:ISIN:XS3231100424
5th issue:ISIN:XS3231104681
6th issue:ISIN:XS3231104764
7th issue:ISIN:XS3231105068